Helping Plan Sponsors Manage Fiduciary Responsibility

Helping Plan Sponsors Manage Fiduciary Responsibility

As an employer and retirement plan sponsor, you are your retirement plan’s fiduciary and face personal responsibility and liability under ERISA. As such it is critical to select a retirement plan investment advisor that understands, develops strategies that comply with, and can even share that responsibility.

HBK’s affiliated wealth advisory firm, HBKS Wealth Advisors, can serve as either a co-fiduciary under ERISA Section 3(21) on matters related to investment advice, or a discretionary investment manager under ERISA Section 3(38).

HBK Wealth Advisors:

  • Offers a specialized business unit to service our clients sponsoring qualified retirement plans such as 401(k)s, 403(b)s, defined benefit pension plans and others.
  • Acknowledges and accepts responsibility to work exclusively in the best interests of the plan and its beneficiaries.
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Please visit HBKS Wealth Advisors for more information on Retirement & Benefit Services

Investment advisory services are offered through HBK Sorce Advisory LLC, doing business as HBKS Wealth Advisors, an SEC registered investment adviser. Insurance products are offered through HBK Sorce Insurance LLC. Visit for relevant information, disclosures and disclaimers.